Unclaimed
Alexander James Sullivan is a registered representative with Mutual of America Securities LLC in St. Louis, Missouri. Alexander has been in the financial services industry since May 2022. Prior to joining Mutual of America Securities LLC, Alexander worked at Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Alexander holds the Series 7, Series 63, and SIE licenses. Alexander is registered to sell securities in Illinois and Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
07/25/2023 - Present
Mutual OF America Securities LLC (ST. LOUIS MO)
MO
02/20/2023 - 07/17/2023
CHARLES SCHWAB & CO., INC. (St Louis MO)
MO
05/19/2022 - 02/20/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 06/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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