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Alexander James Sullivan

Mutual OF America Securities LLC

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About Alexander James Sullivan

Alexander James Sullivan is a registered representative with Mutual of America Securities LLC in St. Louis, Missouri. Alexander has been in the financial services industry since May 2022. Prior to joining Mutual of America Securities LLC, Alexander worked at Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Alexander holds the Series 7, Series 63, and SIE licenses. Alexander is registered to sell securities in Illinois and Missouri.

Firm Information

Alexander Sullivan is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Sullivan’s Registration & Firm History

MO

07/25/2023 - Present

Mutual OF America Securities LLC (ST. LOUIS MO)

MO

02/20/2023 - 07/17/2023

CHARLES SCHWAB & CO., INC. (St Louis MO)

MO

05/19/2022 - 02/20/2023

TD AMERITRADE, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 06/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 01/11/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander James Sullivan.
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