Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander James Sullivan is a financial professional with Fidelity Brokerage Services LLC. Alexander has been in the industry since April 30, 2017. Alexander is registered with the state of Kentucky and has a Series 7, Series 10, Series 9 and Series 63 license. Alexander's registrations are currently active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
05/01/2017 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 05/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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