Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander MacFarlane Smith is a registered representative with Cambridge Investment Research Advisors, Inc., located in Denver, Colorado. Alexander has over six years of experience in the financial services industry. Alexander holds Series 6, 7TO, and SIE licenses as well as the Uniform Combined State Law Examination. Alexander specializes in financial planning, portfolio management for individuals and businesses, and educational seminars. Alexander also works with various independent insurance companies as an independent insurance agent and owns the Long Covid Relief Program. Alexander is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
07/26/2024 - Present
Cambridge Investment Research Advisors, Inc. (Denver CO)
CO
10/26/2020 - 11/07/2022
EQUITABLE ADVISORS, LLC (LAKEWOOD CO)
CO
03/07/2018 - 10/29/2020
NYLIFE SECURITIES LLC (DENVER CO)
BOTH
Issued 07/03/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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