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Alexander James Livingston

Casey Securities LLC

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About Alexander James Livingston

Alexander Livingston is a securities professional with experience in the financial industry. Alexander Livingston is currently registered with Casey Securities LLC as a General Securities Representative. Prior to joining Casey Securities LLC, Alexander Livingston was registered with RFA Securities LLC. Alexander Livingston holds the Series 7TO and SIE licenses.

Firm Information

Alexander Livingston is currently registered with Casey Securities LLC. Casey Securities LLC is a Limited Liability Company formed in 2019. It is registered in California and has been approved for SEC registration. The firm is currently approved to operate in 1 state and has 1 approved SEC registration. The firm has reported 15 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Livingston’s Registration & Firm History

CA

07/25/2024 - Present

Casey Securities LLC (GREENBRAE CA)

PA

09/29/2023 - 07/29/2024

RFA SECURITIES LLC (PHILADELPHIA PA)

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Licenses & Designations

BC

Issued 09/29/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/11/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Alexander James Livingston.
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