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Alexander James Kelsey

Wells Fargo Securities, LLC

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About Alexander James Kelsey

Alexander Kelsey is a registered representative with Wells Fargo Securities, LLC. Alexander has been in the industry since 2009 and holds a Series 7, Series 63, Series 86, and Series 87 licenses. Prior to joining Wells Fargo Securities, LLC, Alexander worked at Jefferies LLC and Jefferies High Yield Trading, LLC.

Firm Information

Alexander Kelsey is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Kelsey’s Registration & Firm History

NC

02/25/2021 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NJ

10/27/2009 - 06/19/2013

JEFFERIES LLC (SHORT HILLS NJ)

NJ

12/01/2009 - 06/03/2013

JEFFERIES HIGH YIELD TRADING, LLC (SHORT HILLS NJ)

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Licenses & Designations

BC

Issued 02/27/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/18/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/03/2010

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/30/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/26/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander James Kelsey.
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