Unclaimed
Alexander Herman is an investment advisor representative registered with TIAA-CREF Individual & Institutional Services, LLC. Alexander has been in the securities industry since 2016. Alexander is also registered with the state of Georgia. Alexander has passed the Series 7 and Series 66 examinations. Prior to joining TIAA-CREF Individual & Institutional Services, LLC, Alexander was registered with J.P. Morgan Securities LLC and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
GA
09/05/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Lawrenceville GA)
GA
11/09/2020 - 08/16/2023
J.P. MORGAN SECURITIES LLC (LILBURN GA)
GA
09/14/2016 - 10/28/2020
EDWARD JONES (LILBURN GA)
BOTH
Issued 10/01/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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