Unclaimed
Alexander Jackson Moore is a financial advisor with Raymond James & Associates, Inc., with over 13 years of experience in the industry. Alexander has a Series 7, SIE and Series 66 license and has been registered with FINRA since March 2011. Alexander has a wide range of experience, and can provide financial planning, pension consulting and educational seminars. Alexander is registered in 51 states, and holds a current registration in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
10/12/2018 - Present
Raymond James & Associates, Inc. (Seattle WA)
WA
03/15/2011 - 10/18/2018
WELLS FARGO CLEARING SERVICES, LLC (SEATTLE WA)
BOTH
Issued 04/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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