Unclaimed
Alexander J. Keim is a financial advisor who has been in the industry since 2013. Alexander is currently registered with Raymond James Financial Services Advisors, Inc. in Saint Petersburg, FL. Alexander has a total of 10 years of experience in the financial services industry and has held previous positions with Raymond James & Associates, Inc., UBS Financial Services Inc. and Raymond James Financial Services, Inc. Alexander has passed the Series 7, Series 9, Series 10, Series 24 and Series 66 exams. Alexander specializes in offering investment advice to high net worth individuals, corporations, pension and profit sharing plans and banking or thrift institutions. Alexander is registered in Arizona, Colorado, Florida, Kansas, Nevada, New Mexico, Oklahoma, Texas, Utah and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
12/07/2018 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PETERSBURG FL)
FL
02/12/2016 - 12/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
06/05/2015 - 02/16/2016
UBS FINANCIAL SERVICES INC. (TAMPA FL)
FL
12/05/2011 - 05/06/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
BOTH
Issued 06/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/15/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/18/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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