Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander I. Phillips is a financial professional with over 16 years of experience in the industry. Alexander is currently registered with PNC Capital Markets LLC and has been with the firm since November 2016. Previously, Alexander was a registered representative with Keefe, Bruyette & Woods, Inc. Alexander holds the Series 7, Series 79TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
11/10/2016 - Present
PNC Capital Markets LLC (PHILADELPHIA PA)
NY
04/18/2007 - 05/13/2016
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 07/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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