Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Kadish is a financial advisor in Beverly Hills, CA, and has been in the industry since 2001. Alexander is currently registered with Wells Fargo Clearing Services, LLC. Previously, Alexander was registered with First Republic Securities Company, LLC, Morgan Stanley, J.P. Morgan Securities LLC, Jefferies & Company, Inc., and Citigroup Global Markets Inc. Alexander holds a Series 7, Series 31, Series 63, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/22/2023 - Present
Wells Fargo Clearing Services, LLC (BEVERLY HILLS CA)
CA
03/03/2023 - 05/23/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
CA
02/17/2016 - 03/24/2023
MORGAN STANLEY (Los Angeles CA)
CA
01/06/2010 - 02/29/2016
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
09/27/2007 - 02/03/2010
JEFFERIES & COMPANY, INC. (LOS ANGELES CA)
CA
09/26/2003 - 10/08/2007
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
MA
08/18/2003 - 10/13/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/13/2001 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BOTH
Issued 08/05/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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