Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Hugh Smith is a financial advisor affiliated with Northwestern Mutual Investment Services, LLC. Alexander Hugh Smith is located in Chico, CA. Alexander Hugh Smith has been a registered representative for over 7 years. The advisor is registered with FINRA and has passed the SIE and Series 7 exams. Northwestern Mutual Investment Services, LLC provides investment advisory services to a wide range of clients, including individuals, families, and businesses. The firm's services include portfolio management, financial planning, and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
06/15/2018 - Present
Northwestern Mutual Investment Services, LLC (CHICO CA)
CA
09/16/2015 - 07/06/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Alexander Smith is the right advisor for you? Invested Better is here to help.
