Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Davis is a financial advisor with RBC Capital Markets, LLC, a firm that manages over $50 billion in assets. Alexander has been in the financial industry since 1999 and has held previous positions at Morgan Stanley, Bear, Stearns & Co. Inc. and Donaldson, Lufkin & Jenrette Securities Corporation. Alexander holds both Series 63 and Series 65 licenses as well as Series 7 and SIE. Alexander specializes in portfolio management for individuals, businesses, pooled investment vehicles, as well as public and private employee benefit plans, endowment funds, foundations, family trusts and various capital/operating funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
05/15/2017 - Present
RBC Capital Markets, LLC (BOSTON MA)
MA
06/01/2009 - 05/16/2017
MORGAN STANLEY (BOSTON MA)
MA
03/17/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
04/02/2002 - 03/25/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
NJ
08/11/2000 - 04/19/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
05/31/2001 - 04/18/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
04/26/1999 - 07/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alexander Davis is the right advisor for you? Invested Better is here to help.
