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Alexander Ho Lim

Founders Financial Securities LLC

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About Alexander Ho Lim

Alexander Ho Lim is a financial advisor registered with Founders Financial Securities LLC, offering advisory services in Columbia, MD. Alexander has been in the financial services industry since 1988 and has a proven track record of providing personalized investment advice. Alexander specializes in working with high-net-worth individuals, corporations, and charitable organizations. Alexander is committed to providing clients with the highest level of service and expertise to help them achieve their financial goals.

Firm Information

Alexander Lim is currently registered with Founders Financial Securities LLC. Founders Financial Securities LLC is an independent financial services firm with over 90 financial advisors serving clients in all 50 states. They offer a range of financial services, including financial planning, portfolio management, and pension consulting. They serve a variety of clients including high-net-worth individuals, corporations, and pension plans. The firm has approximately $3 billion in assets under management.
Founders Financial Securities LLC

1026 CROMWELL BRIDGE ROAD

TOWSON, MD 21286

$2.91B

Assets Under Management

93

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Lim’s Registration & Firm History

MD

06/13/2016 - Present

Founders Financial Securities LLC (Columbia MD)

MD

12/19/2011 - 06/25/2015

LPL FINANCIAL LLC (PIKESVILLE MD)

MD

11/09/2006 - 12/19/2011

FOUNDERS FINANCIAL SECURITIES LLC (BALTIMORE MD)

MD

03/31/2000 - 11/21/2006

INTERSECURITIES, INC. (BALTIMORE MD)

IN

10/31/1988 - 03/31/2000

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

10/31/1988 - 03/31/2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NA

10/31/1988 - 01/03/1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

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Licenses & Designations

BOTH

Issued 06/10/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/28/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Alexander Ho Lim. Review regulatory record here.
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