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Alexander Heisler

Capfinancial Securities, LLC

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About Alexander Heisler

Alexander Heisler is a registered representative with Capfinancial Securities, LLC. Alexander has been in the securities industry since 2022. Alexander holds the Series 63, Series 7TO, and SIE licenses. Alexander is registered in North Carolina. Alexander's firm, Capfinancial Securities, LLC, is headquartered in Raleigh, North Carolina.

Firm Information

Alexander Heisler is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Heisler’s Registration & Firm History

NC

01/05/2024 - Present

Capfinancial Securities, LLC (RALEIGH NC)

NC

10/16/2023 - 11/16/2023

CAPFINANCIAL SECURITIES, LLC. (RALEIGH NC)

RI

10/27/2022 - 05/20/2023

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 12/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/20/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Heisler.
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