Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Witten is a financial professional with over 18 years of experience in the industry. Alexander is currently a registered representative with Nomura Securities International, Inc. where Alexander has worked since 2010. Previously, Alexander worked at HAPOALIM SECURITIES USA, INC. and Goldman, Sachs & Co. Alexander's credentials include passing numerous securities exams, including the Series 7, Series 3, Series 4, Series 24, Series 55, Series 57TO and SIE exams. Alexander is registered with the FINRA and holds licenses to conduct business in all 50 states. Alexander's specializations include 9, which is a classification that is not publicly defined.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
02/22/2010 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
03/30/2009 - 03/01/2010
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
09/05/2005 - 12/10/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2016
Series 4 - Registered Options Principal Examination
BC
Issued 10/14/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2005
Series 3 - National Commodity Futures Examination
BC
Issued 10/31/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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