Unclaimed
Alexander Harrison Day is a registered representative with Sanford C. Bernstein & Co., LLC, holding a Series 63, Series 7TO, and SIE license. Alexander specializes in providing investment advice and portfolio management services to clients including insurance companies, charitable organizations, high-net-worth individuals, pooled investment vehicles, pension and profit-sharing plans, and state or municipal government entities. Alexander has been active in the financial services industry since July 29, 2024, and is currently based in the firm's Los Angeles office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
1
2
CA
07/30/2024 - Present
Sanford C. Bernstein & CO., LLC (LOS ANGELES CA)
BC
Issued 09/09/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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