Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Yates is a financial advisor with Valic Financial Advisors, Inc., a firm that has offices across the United States. Alexander Yates has been working in the financial services industry since January 2009 and is registered with the Financial Industry Regulatory Authority (FINRA) and several states, including California, Florida, Indiana, and Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
11/02/2011 - Present
Valic Financial Advisors, Inc. (CARMEL IN)
IN
01/23/2009 - 03/24/2010
NEW ENGLAND SECURITIES (INDIANAPOLIS IN)
IA
Issued 07/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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