Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Tollen is an Investment Advisor Representative with McGowan Group Asset Management, Inc. Alexander is a veteran in the financial services industry with over 20 years of experience. Alexander has been associated with McGowan Group Asset Management since 2011. Alexander previously worked for SPIRE SECURITIES, LLC, 1ST GLOBAL CAPITAL CORP., EDI FINANCIAL, INC., PFS INVESTMENTS INC., FIRST LONDON SECURITIES CORPORATION, CAPITAL INSTITUTIONAL SERVICES, INC., and FIRST SOUTHWEST COMPANY. Alexander holds the Series 63, 65, 7, 8, 24, and SIE licenses. Alexander specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
10/25/2011 - Present
McGowan Group Asset Management, Inc. (DALLAS TX)
TX
10/12/2011 - 12/31/2014
SPIRE SECURITIES, LLC (DALLAS TX)
TX
08/11/2010 - 10/13/2011
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
04/06/2004 - 07/26/2010
EDI FINANCIAL, INC. (DALLAS TX)
GA
02/15/2002 - 04/02/2004
PFS INVESTMENTS INC. (DULUTH GA)
TX
07/22/1999 - 07/13/2001
FIRST LONDON SECURITIES CORPORATION (DALLAS TX)
TX
07/10/1998 - 06/01/1999
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
08/23/1995 - 07/02/1998
FIRST SOUTHWEST COMPANY (DALLAS TX)
IA
Issued 04/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1999
Series 24 - General Securities Principal Examination
BC
Issued 11/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/31/2014
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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