Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Smith is a financial professional with experience in the investment banking industry. Alexander holds the Series 79TO, Series 63 and SIE licenses. Alexander has been working as an investment banking professional since 2019. Alexander is currently registered with Cascadia Capital, LLC and is based in Seattle, WA. Alexander has previously worked for BTIG, LLC in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
09/15/2021 - Present
Cascadia Capital, LLC (SEATTLE WA)
CA
07/24/2019 - 08/04/2021
BTIG, LLC (SAN FRANCISCO CA)
BC
Issued 09/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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