Unclaimed
Alexander Beresford is a financial professional with over 4 years of experience in the securities industry. Alexander is currently registered with Bofa Securities, Inc. in North Carolina and previously held a registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York. Alexander holds the Series 79, Series 63 and SIE licenses. Alexander's focus includes Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NC
05/10/2019 - Present
Bofa Securities, Inc. (CHARLOTTE NC)
NY
08/17/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/22/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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