Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Giordano is a financial advisor with UBS Financial Services Inc. based in Weehawken, New Jersey. Alexander has been in the financial industry since 2008 and holds the Series 79TO and SIE licenses. Previously, Alexander was a financial advisor at Citigroup Global Markets Inc., Deutsche Bank Securities Inc., Morgan Stanley Smith Barney, and Morgan Stanley & Co. Incorporated. Alexander specializes in various areas, including retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/08/2020 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
04/16/2012 - 07/12/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/19/2011 - 02/28/2012
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/01/2009 - 08/16/2011
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
02/27/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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