Unclaimed
Alexander Joyce is a securities professional with experience in the financial services industry. Alexander is currently registered with Houlihan Lokey Capital, Inc. and holds FINRA Series 7, 79, and 63 licenses. Alexander's previous experience includes a role at Wells Fargo Clearing Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/09/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
CT
06/11/2021 - 06/28/2021
WELLS FARGO CLEARING SERVICES, LLC (GREENWICH CT)
BC
Issued 08/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/11/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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