Unclaimed
Alexander Piper is a registered representative with J.p. Morgan Securities LLC in Torrance, California. Alexander has been in the financial services industry since 2005. Alexander has passed the Series 7, 63, 66, 55, 62, 57TO and SIE exams. Alexander specializes in helping individuals, corporations and businesses with their investment needs. Alexander's previous experience includes working with Odeon Capital Group LLC, Northwestern Mutual Life Insurance Company, Loop Capital Markets LLC, Stonehaven, LLC, MARS IT Corp, US Census Bureau, JPMorgan Chase Bank, N.A., Globe Life, PFS Investments Inc., MML Investors Services, LLC, Primerica Financial Services, Larepip LLC and Newport Ventures Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/05/2023 - Present
J.p. Morgan Securities LLC (TORRANCE CA)
NY
08/03/2022 - 08/07/2023
STONEHAVEN, LLC (NEW YORK NY)
GA
02/16/2022 - 05/13/2022
PFS INVESTMENTS INC. (ATLANTA GA)
CA
09/18/2018 - 02/27/2020
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
07/21/2017 - 07/07/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
CA
02/09/2016 - 12/09/2016
LOOP CAPITAL MARKETS LLC (LOS ANGELES CA)
CA
01/05/2015 - 02/02/2016
ODEON CAPITAL GROUP LLC (LOS ANGELES CA)
CA
01/14/2013 - 12/19/2014
BTIG, LLC (LOS ANGELES CA)
NY
12/05/2011 - 03/12/2012
R.W.PRESSPRICH & CO. (NEW YORK NY)
NY
10/19/2011 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
02/22/2010 - 09/29/2011
BTIG, LLC (NEW YORK NY)
NY
06/01/2005 - 02/17/2010
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
02/25/2005 - 04/05/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
TX
10/11/1999 - 07/23/2002
FLEET SECURITIES, INC. (DALLAS TX)
NJ
12/16/1998 - 09/30/1999
G.W. PIPER & CO., INC. (PARAMUS NJ)
BOTH
Issued 08/31/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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