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Alexander George Piper

J.p. Morgan Securities LLC

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About Alexander George Piper

Alexander Piper is a registered representative with J.p. Morgan Securities LLC in Torrance, California. Alexander has been in the financial services industry since 2005. Alexander has passed the Series 7, 63, 66, 55, 62, 57TO and SIE exams. Alexander specializes in helping individuals, corporations and businesses with their investment needs. Alexander's previous experience includes working with Odeon Capital Group LLC, Northwestern Mutual Life Insurance Company, Loop Capital Markets LLC, Stonehaven, LLC, MARS IT Corp, US Census Bureau, JPMorgan Chase Bank, N.A., Globe Life, PFS Investments Inc., MML Investors Services, LLC, Primerica Financial Services, Larepip LLC and Newport Ventures Group.

Firm Information

Alexander Piper is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Alexander Piper’s Registration & Firm History

CA

09/05/2023 - Present

J.p. Morgan Securities LLC (TORRANCE CA)

NY

08/03/2022 - 08/07/2023

STONEHAVEN, LLC (NEW YORK NY)

GA

02/16/2022 - 05/13/2022

PFS INVESTMENTS INC. (ATLANTA GA)

CA

09/18/2018 - 02/27/2020

MML INVESTORS SERVICES, LLC (LOS ANGELES CA)

CA

07/21/2017 - 07/07/2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)

CA

02/09/2016 - 12/09/2016

LOOP CAPITAL MARKETS LLC (LOS ANGELES CA)

CA

01/05/2015 - 02/02/2016

ODEON CAPITAL GROUP LLC (LOS ANGELES CA)

CA

01/14/2013 - 12/19/2014

BTIG, LLC (LOS ANGELES CA)

NY

12/05/2011 - 03/12/2012

R.W.PRESSPRICH & CO. (NEW YORK NY)

NY

10/19/2011 - 12/05/2011

MF GLOBAL INC. (NEW YORK NY)

NY

02/22/2010 - 09/29/2011

BTIG, LLC (NEW YORK NY)

NY

06/01/2005 - 02/17/2010

IMPERIAL CAPITAL, LLC (NEW YORK NY)

NY

02/25/2005 - 04/05/2005

JEFFERIES & COMPANY, INC. (NEW YORK NY)

TX

10/11/1999 - 07/23/2002

FLEET SECURITIES, INC. (DALLAS TX)

NJ

12/16/1998 - 09/30/1999

G.W. PIPER & CO., INC. (PARAMUS NJ)

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Licenses & Designations

BOTH

Issued 08/31/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/17/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2005

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/24/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alexander George Piper.
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