Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Folken is a financial advisor with Avantax Advisory Services in Fullerton, CA. Alexander is a registered representative and investment advisor representative with over 9 years of experience in the financial services industry. Alexander holds Series 6, 7, 26, 63, and 66 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
CA
08/10/2022 - Present
Avantax Advisory Services (Fullerton CA)
CA
01/12/2022 - 08/11/2022
LPL FINANCIAL LLC (IRVINE CA)
CA
06/17/2020 - 09/09/2021
FIDELITY BROKERAGE SERVICES LLC (SEAL BEACH CA)
CA
07/27/2013 - 06/09/2020
NYLIFE SECURITIES LLC (IRVINE CA)
BOTH
Issued 08/14/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2017
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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