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Alexander Gamez

Cetera Investment Services LLC

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About Alexander Gamez

Alexander Gamez is a financial professional with over 5 years of experience in the industry. Alexander is currently registered with Cetera Investment Services LLC in Saint Cloud, Minnesota. Alexander has previously worked at BBVA Securities Inc. in Round Rock, Texas, J.P. Morgan Securities LLC in Chicago, Illinois, and U.S. Bancorp Investments, Inc. in Chicago, Illinois. Alexander holds FINRA Series 6 and SIE licenses as well as the Series 63.

Firm Information

Alexander Gamez is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Gamez’s Registration & Firm History

MN

06/26/2022 - Present

Cetera Investment Services LLC (ST CLOUD MN)

TX

11/27/2018 - 06/02/2021

BBVA SECURITIES INC. (ROUND ROCK TX)

IL

01/13/2016 - 12/05/2016

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

IL

06/04/2014 - 10/05/2015

U.S. BANCORP INVESTMENTS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/07/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/05/2016

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Gamez.
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