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Alexander Galunke

H.c.wainwright & CO., LLC

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About Alexander Galunke

Alexander Galunke is a financial professional with over 10 years of experience in the industry. Alexander is currently registered with H.C. Wainwright & Co., LLC and has previously held positions at AEGIS Capital Corp., John Carris Investments LLC, Rockwell Securities LLC, and John Thomas Financial. Alexander has a broad range of experience in the financial services industry, including investment banking, securities trading, and investment advisory. Alexander holds Series 7, 24, 63, 79, and SIE licenses, allowing them to offer a wide range of financial services to clients.

Firm Information

Alexander Galunke is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Galunke’s Registration & Firm History

NY

09/04/2015 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

03/28/2014 - 09/29/2015

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

11/28/2012 - 10/18/2013

AEGIS CAPITAL CORP. (NEW YORK NY)

NJ

10/08/2012 - 12/19/2012

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

02/28/2011 - 02/08/2012

ROCKWELL SECURITIES LLC (NEW YORK NY)

NY

08/30/2010 - 02/02/2011

JOHN THOMAS FINANCIAL (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/03/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/29/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/28/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Galunke.
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