Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Ho is an investment banking registered representative with Mufg Securities Americas Inc. located in Los Angeles, California. Alexander has been in the industry since October 27, 2020. Alexander holds the Series 63, Series 79, and Series 79TO securities licenses. Alexander is registered with FINRA and the state of New York. Previously, Alexander worked for BNP PARIBAS SECURITIES CORP. in New York, NY from September 24, 2014, to March 24, 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/29/2022 - Present
Mufg Securities Americas Inc. (Los Angeles CA)
NY
09/24/2014 - 03/24/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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