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Alexander G Fishbein

TD Securities (usa) LLC

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About Alexander G Fishbein

Alexander Fishbein is a financial professional registered with TD Securities (usa) LLC. Alexander has been in the securities industry since September 1, 2002 and is currently registered in 52 states. Previous employers include Citigroup Global Markets Inc., Morgan Stanley Market Products Inc., Morgan Stanley & Co., Incorporated, UBS Warburg LLC, PaineWebber Incorporated, and Kidder, Peabody & Co. Incorporated.

Firm Information

Alexander Fishbein is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Fishbein’s Registration & Firm History

NY

08/30/2019 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

08/09/2007 - 11/07/2011

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

03/04/2005 - 03/20/2007

MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)

NY

03/10/2003 - 03/20/2007

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

12/01/2000 - 03/14/2003

UBS WARBURG LLC (NEW YORK NY)

NJ

01/28/1995 - 12/01/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

06/23/1994 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/20/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2019

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2019

Series 7TO - General Securities Representative Examination

BC

Issued 06/22/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alexander G Fishbein.
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