Unclaimed
Alexander Fishbein is a financial professional registered with TD Securities (usa) LLC. Alexander has been in the securities industry since September 1, 2002 and is currently registered in 52 states. Previous employers include Citigroup Global Markets Inc., Morgan Stanley Market Products Inc., Morgan Stanley & Co., Incorporated, UBS Warburg LLC, PaineWebber Incorporated, and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/30/2019 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
08/09/2007 - 11/07/2011
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/04/2005 - 03/20/2007
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
03/10/2003 - 03/20/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
12/01/2000 - 03/14/2003
UBS WARBURG LLC (NEW YORK NY)
NJ
01/28/1995 - 12/01/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/23/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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