Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Franklin Cook is a financial professional with over 11 years of experience in the industry. Alexander is currently registered with UBS Securities LLC in New York, NY. Prior to joining UBS, Alexander was employed with CREDIT SUISSE SECURITIES (USA) LLC in New York, NY and PHILLIPS & COMPANY in Portland, OR. Alexander holds the Series 7, Series 63, Series 65, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/23/2023 - Present
UBS Securities LLC (New York NY)
NY
09/07/2023 - 10/23/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
OR
02/24/2012 - 03/10/2014
PHILLIPS & COMPANY (PORTLAND OR)
BC
Issued 09/10/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/04/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/28/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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