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Alexander Emerson Carr

Guggenheim Securities, LLC

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About Alexander Emerson Carr

Alexander Carr is a financial professional with over six years of experience in the financial industry. Currently, Alexander is registered with Guggenheim Securities, LLC in Atlanta, Georgia. Previously, Alexander was registered with Raymond James & Associates, Inc. and Houlihan Lokey Capital, Inc. Alexander is a Series 63, Series 79, and SIE licensed professional.

Firm Information

Alexander Carr is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Carr’s Registration & Firm History

GA

06/02/2021 - Present

Guggenheim Securities, LLC (Atlanta GA)

GA

12/06/2017 - 06/04/2021

RAYMOND JAMES & ASSOCIATES, INC. (ATLANTA GA)

VA

11/12/2015 - 12/08/2017

HOULIHAN LOKEY CAPITAL, INC. (MCLEAN VA)

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Licenses & Designations

BC

Issued 11/04/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Emerson Carr.
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