Unclaimed
Alexander Gottlieb is a registered investment advisor representative with Neuberger Berman BD LLC. Alexander has been in the industry since May 2014 and is currently registered in New Jersey and New York. Previously, Alexander was employed by Deutsche Bank Securities Inc. and Neuberger Berman LLC. Alexander holds the Series 66, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/10/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
04/22/2015 - 06/16/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/22/2014 - 03/25/2015
NEUBERGER BERMAN LLC (NEW YORK NY)
BOTH
Issued 07/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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