Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander E. Swain is a registered representative with Foreside Fund Services, LLC. Alexander is licensed in 53 states and the District of Columbia. Alexander has been in the securities industry since April 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/20/2022 - Present
Foreside Fund Services, LLC (Marina del Rey CA)
BC
Issued 06/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Alexander Swain is the right advisor for you? Invested Better is here to help.
