Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Dowd Armstrong is a financial advisor at UBS Financial Services Inc. with over 20 years of experience in the industry. Alexander has a Series 7, Series 63 and Series 65 license and is registered to provide investment advice in Texas. He is also registered with FINRA. Alexander has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and has a track record of providing investment advice to a variety of clients, including high-net-worth individuals, corporations, and institutions. His experience includes portfolio management, financial planning, and securities trading. Alexander holds a variety of licenses and registrations, as well as a Master’s degree in Business Administration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
10/30/2015 - Present
UBS Financial Services Inc. (FT. WORTH TX)
TX
07/02/2004 - 11/02/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
NJ
11/18/1999 - 07/23/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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