Unclaimed
Alexander Dominguez is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Alexander is registered to offer securities in 41 states and the District of Columbia. Alexander is also a registered investment advisor in Pennsylvania and Texas. Alexander has a strong track record of success in the financial services industry, with extensive experience in portfolio management, financial planning and investment advisory services. Alexander has a deep understanding of the financial markets and a commitment to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/10/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BALA CYNWYD PA)
IA
Issued 09/08/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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