Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander David Spotts is a financial advisor with over 10 years of experience in the industry. Alexander is registered with Stifel, Nicolaus & Company, Inc. in Richmond, VA, and has previously worked with Compass Point Research & Trading, LLC, Star Mountain Advisors, LLC, BB&T Securities, LLC, Stephens and Scott & Stringfellow, LLC. Alexander has a wide range of experience in the industry, including expertise in municipal securities, investment banking, and general securities. Alexander is a dedicated and experienced financial advisor committed to providing personalized financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/04/2022 - Present
Stifel, Nicolaus & Company, Inc. (RICHMOND VA)
DC
01/27/2021 - 09/23/2022
COMPASS POINT RESEARCH & TRADING, LLC (WASHINGTON DC)
NY
06/12/2020 - 01/28/2021
STAR MOUNTAIN ADVISORS, LLC (NEW YORK NY)
VA
04/17/2017 - 04/21/2020
BB&T SECURITIES, LLC (RICHMOND VA)
VA
09/01/2015 - 04/20/2016
STEPHENS (Richmond VA)
VA
01/02/2013 - 09/01/2015
BB&T SECURITIES, LLC (RICHMOND VA)
VA
05/03/2010 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
BC
Issued 03/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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