Unclaimed
Alexander McLeod is a financial professional with DFA Securities LLC in Austin, TX. Alexander has been in the industry since August 2020. Alexander is a licensed representative in Texas, and holds the Series 63, Series 7TO, and SIE licenses. Alexander previously worked at WELLS FARGO CLEARING SERVICES, LLC in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/17/2021 - Present
DFA Securities LLC (AUSTIN TX)
NC
02/28/2020 - 03/25/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 06/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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