Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander David Hayes is a financial advisor with over 20 years of experience in the financial services industry. Alexander is currently registered with LPL Financial LLC and has previously held positions with Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc., American Funds Distributors, Inc., Putnam Retail Management Limited Partnership, Farmers Financial Solutions, LLC, NYLIFE Distributors LLC, Seligman Advisors, Inc. and Nori, Hennion, Walsh, Inc.. Alexander holds the Series 7, Series 26, Series 51, and Series 63 licenses and is registered with the following states: Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Hawaii, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New Mexico, Oklahoma, Oregon, Texas, Utah, Virginia, and Washington. Alexander is a dedicated professional with a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/11/2021 - Present
LPL Financial LLC (SAN JOSE CA)
TX
05/25/2019 - 11/10/2021
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
09/27/2012 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CA
05/01/2012 - 09/07/2012
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
MA
01/17/2006 - 04/09/2012
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
CA
10/18/2004 - 12/05/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NJ
08/08/2002 - 10/18/2004
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
MA
08/18/2000 - 05/21/2002
SELIGMAN ADVISORS, INC. (BOSTON MA)
NJ
12/10/1999 - 07/17/2000
NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)
IA
Issued 09/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/31/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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