Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Goldfarb is a financial advisor who has been in the industry since 2002. He is currently registered with Piper Sandler & Co. in Greenwich, CT. Prior to joining Piper Sandler & Co., Alexander Goldfarb worked at Sandler, O'Neill & Partners, L.P., UBS Securities LLC and Lehman Brothers Inc. Alexander Goldfarb holds the Series 63, Series 24, SIE, Series 86, Series 87, and Series 7 licenses. He is also registered with the state of Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/03/2020 - Present
Piper Sandler & Co. (Greenwich CT)
NY
02/03/2009 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
NY
04/28/2006 - 09/02/2008
UBS SECURITIES LLC (NEW YORK NY)
NY
10/16/2001 - 04/26/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/12/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/15/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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