Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Dodd is a financial professional with over 18 years of experience in the industry. Alexander is currently registered with PNC Capital Markets LLC and is a Series 7, Series 63, Series 52TO, Series 57TO, Series 79TO, and Series 99TO licensed professional. Alexander was previously registered with WELLS FARGO SECURITIES, LLC and BNP PARIBAS SECURITIES CORP. Alexander holds active licenses in Colorado, New York, Oklahoma, Pennsylvania, Tennessee, Texas, West Virginia, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/09/2021 - Present
PNC Capital Markets LLC (Houston TX)
TX
09/04/2013 - 06/04/2020
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
TX
10/07/2004 - 08/06/2013
BNP PARIBAS SECURITIES CORP. (HOUSTON TX)
BC
Issued 10/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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