Unclaimed
Alexander Hancock is a financial advisor with Ameriprise Financial Services, LLC. Alexander has been working in the financial industry for over 10 years. Alexander holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Alexander is a CERTIFIED FINANCIAL PLANNER™. Alexander has been registered with Ameriprise Financial Services, LLC since May 2018. Before that, Alexander was registered with MML INVESTORS SERVICES, LLC from March 2012 to May 2018. Ameriprise Financial Services, LLC is a large firm with approximately $479 billion in assets under management. The firm provides a wide range of financial planning and investment advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
05/29/2018 - Present
Ameriprise Financial Services, LLC (MIDVALE UT)
UT
03/15/2012 - 05/30/2018
MML INVESTORS SERVICES, LLC (SALT LAKE CITY UT)
IA
Issued 01/14/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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