Unclaimed
Alexander D. Watts is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in ATLANTA, GA. Alexander has been in the industry since August 2013 and is licensed to provide financial services in Alabama, Arkansas, Connecticut, Delaware, District of Columbia, Florida, Georgia, Massachusetts, Nevada, New York, South Carolina, Tennessee and Texas. Alexander specializes in providing financial services to individuals, corporations, insurance companies, charitable organizations and pension plans. Alexander provides a variety of financial services including portfolio management, pension consulting, educational seminars, and selection of other advisors. Alexander has been registered with J.P. MORGAN SECURITIES LLC since August 2013. Alexander is also registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/12/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
GA
08/02/2013 - 01/27/2016
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
IA
Issued 02/05/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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