Unclaimed
Alexander Cromartie Williams is a financial professional with over 4 years of experience in the industry. Alexander is currently registered with Fidelity Brokerage Services LLC and has previously been registered with Wells Fargo Clearing Services, LLC, Lincoln Financial Securities Corporation, Lincoln Investment, and Vanguard Marketing Corporation. Alexander holds Series 7TO, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
08/08/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
04/01/2024 - 06/13/2024
WELLS FARGO CLEARING SERVICES, LLC (GLEN MILLS PA)
PA
09/26/2023 - 03/05/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (PHILADELPHIA PA)
PA
08/19/2021 - 08/22/2023
LINCOLN INVESTMENT (Fort Washington PA)
PA
12/04/2019 - 04/19/2021
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 02/23/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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