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Alexander Craig Greenspan

Rabo Securities USA, Inc.

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About Alexander Craig Greenspan

Alexander Greenspan is a financial professional with over 10 years of experience in the industry. Alexander holds the Series 7, Series 63, Series 79, and SIE licenses. Alexander is currently registered with Rabo Securities USA, Inc., and previously worked with Goldman Sachs & Co. LLC and Crédit Agricole Securities (USA) Inc.

Firm Information

Alexander Greenspan is currently registered with Rabo Securities USA, Inc.. Rabo Securities USA, Inc. is a corporation that was formed on March 22, 1999. They are registered with the SEC and in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Greenspan’s Registration & Firm History

NY

03/29/2022 - Present

Rabo Securities USA, Inc. (NEW YORK NY)

NY

08/02/2018 - 01/22/2021

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

NY

11/16/2011 - 09/27/2013

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/27/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/15/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Craig Greenspan.
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