Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Frith is a financial professional with over 15 years of experience in the industry. Alexander has a strong track record of success in providing investment advice to clients, having worked with Fidelity Brokerage Services LLC since 2010. Previously, Alexander was employed with National Financial Services LLC. Alexander is a registered representative and holds the Series 4, 7, 9, 10, 63, and SIE licenses. Alexander's expertise lies in helping clients achieve their financial goals through a comprehensive range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
09/13/2010 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
06/15/2007 - 08/23/2010
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
BC
Issued 08/19/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2023
Series 4 - Registered Options Principal Examination
BC
Issued 07/26/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/14/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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