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Alexander Cole Newman

USQ Securities LLC

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About Alexander Cole Newman

Alexander Newman is a registered representative with Usq Securities LLC. Alexander has been in the financial industry for over 2 years and is licensed in New York. Alexander has passed the Series 7TO and Series 63 examinations, and is a registered representative with FINRA. Alexander has previously been employed by Equityzen Securities LLC.

Firm Information

Alexander Newman is currently registered with USQ Securities LLC. USQ Securities LLC is a Limited Liability Company formed on November 6, 2018. The firm is registered in New York, Puerto Rico, South Carolina, Tennessee, Utah, and Virginia. USQ Securities LLC has one approved SEC registration and six approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alexander Newman’s Registration & Firm History

NY

01/19/2023 - Present

USQ Securities LLC (New York NY)

NY

07/12/2022 - 11/03/2022

EQUITYZEN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Cole Newman.
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