Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Galvan is a financial professional with a strong background in investment banking. Alexander has a Series 79TO, Series 63, and SIE license. Alexander is currently registered with Smbc Nikko Securities America, Inc. and is actively working in the investment banking industry. Alexander has over 2 years of experience in this field and is dedicated to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/10/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 12/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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