Unclaimed
Alexander Carr is a registered representative with Stifel, Nicolaus & Company, Inc. Alexander has been in the financial services industry since 1998, and has held previous roles with Wachovia Capital Markets, LLC, A. G. Edwards & Sons, Inc., George K. Baum & Company, First Union Securities, Inc. and First Union Capital Markets Corp. Alexander is licensed to sell securities in Colorado, Louisiana, Maryland and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
09/05/2008 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
CO
11/26/2007 - 07/02/2008
WACHOVIA CAPITAL MARKETS, LLC (DENVER CO)
CO
08/01/2003 - 11/26/2007
A. G. EDWARDS & SONS, INC. (DENVER CO)
MO
04/05/2001 - 07/16/2003
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
MO
10/01/1999 - 04/09/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/28/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BOTH
Issued 02/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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