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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Christian Boswell is a financial advisor registered with UBS Financial Services Inc. Alexander has been in the financial services industry since 1993. He holds Series 7, 63, and 65 licenses. Alexander has a background in providing financial planning, portfolio management, and investment advice to a diverse clientele, including individuals, corporations, charitable organizations, and high-net-worth individuals. Alexander is a registered representative with UBS Financial Services Inc. in Ketchum, Idaho. He is also registered with UBS Financial Services Inc. in San Diego, California. Alexander has previously worked for a number of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Asset Planning Solutions, Inc., First Allied Securities, Inc., Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, R A F Financial Corporation, Royal Alliance Associates, Inc., Seibt Financial Services, Inc, American Express Financial Advisors Inc., IDS Life Insurance Company, and F.N. Wolf & Co., Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ID
04/17/2012 - Present
UBS Financial Services Inc. (Ketchum ID)
CA
09/08/2000 - 04/19/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LA JOLLA CA)
CA
07/23/1999 - 08/22/2000
ASSET PLANNING SOLUTIONS, INC. (SAN DIEGO CA)
CA
07/08/1999 - 10/06/1999
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
01/04/1999 - 07/09/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
06/05/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
CO
01/28/1997 - 06/03/1997
R A F FINANCIAL CORPORATION (DENVER CO)
AZ
12/11/1996 - 03/25/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NV
05/07/1996 - 12/13/1996
SEIBT FINANCIAL SERVICES, INC (LAS VEGAS NV)
MN
08/18/1992 - 03/01/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/18/1992 - 03/01/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
06/03/1991 - 10/22/1991
F.N. WOLF & CO., INC.
IA
Issued 12/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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