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Alexander Chen

Westpark Capital, Inc.

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About Alexander Chen

Alexander Chen is a registered representative with Westpark Capital, Inc. located in Century City, California. Alexander has been in the financial services industry since January 2018. Alexander holds FINRA Series 7, 63, SIE, and 79 licenses. Alexander has prior experience with BMA Securities, LLC and previously worked at Westpark Capital, Inc. in New York. Alexander currently serves clients in California.

Firm Information

Alexander Chen is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alexander Chen’s Registration & Firm History

CA

03/22/2022 - Present

Westpark Capital, Inc. (LOS ANGELES CA)

CA

12/10/2018 - 01/16/2020

BMA SECURITIES, LLC (EL SEGUNDO CA)

NY

11/11/2015 - 11/27/2018

WESTPARK CAPITAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/10/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alexander Chen.
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