Unclaimed
Alexander Chen is a registered representative with Westpark Capital, Inc. located in Century City, California. Alexander has been in the financial services industry since January 2018. Alexander holds FINRA Series 7, 63, SIE, and 79 licenses. Alexander has prior experience with BMA Securities, LLC and previously worked at Westpark Capital, Inc. in New York. Alexander currently serves clients in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2022 - Present
Westpark Capital, Inc. (LOS ANGELES CA)
CA
12/10/2018 - 01/16/2020
BMA SECURITIES, LLC (EL SEGUNDO CA)
NY
11/11/2015 - 11/27/2018
WESTPARK CAPITAL, INC. (NEW YORK NY)
BC
Issued 11/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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