Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alexander? Claim Your ProfileAlexander Roth is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Alexander is a Series 7 and Series 66 licensed representative with over seven years of experience in the financial services industry. Alexander is registered in 39 states and specializes in helping clients with investment advice and financial planning. Alexander is also a 100% owner of Zander Enterprises, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CT
06/24/2016 - Present
Northwestern Mutual Investment Services, LLC (WEST HARTFORD CT)
BOTH
Issued 6/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/6/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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